-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Pn2wYrNWdKq83wdYFWActuiLopbME44A05IO/rJLkyKVYoHQL18bKamDLqzOOwn3 H8NyBQc8hEirYxcpT95qZw== 0000891554-02-001267.txt : 20020415 0000891554-02-001267.hdr.sgml : 20020415 ACCESSION NUMBER: 0000891554-02-001267 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020315 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: CECO ENVIRONMENTAL CORP CENTRAL INDEX KEY: 0000003197 STANDARD INDUSTRIAL CLASSIFICATION: INDUSTRIAL & COMMERCIAL FANS & BLOWERS & AIR PURIFYING EQUIP [3564] IRS NUMBER: 132566064 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-19763 FILM NUMBER: 02575500 BUSINESS ADDRESS: STREET 1: 505 UNIVERSITY AVE STREET 2: STE 1400 CITY: TORONTO ONTARIO MSG STATE: A6 BUSINESS PHONE: 4165936543 MAIL ADDRESS: STREET 1: 111 ELIZABETH STREET SUITE 600 CITY: TORONTO ONTARIO STATE: A6 FORMER COMPANY: FORMER CONFORMED NAME: API ENTERPRISES INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ALARM PRODUCTS INTERNATIONAL INC DATE OF NAME CHANGE: 19851210 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: SANDLER HARVEY CENTRAL INDEX KEY: 0000811340 FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: 2800 ISLAND BOULEVARD STREET 2: APT 1505 CITY: NORTH MIAMI BEACH STATE: FL ZIP: 33160 BUSINESS PHONE: 2127548100 SC 13G 1 d50008_13g.txt SCHEDULE 13G UNITED STATES SECURITIES & EXCHANGE COMMISSION Washington D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* CECO Environmental Corp. (Name of Issuer) Common Stock, $0.01 Par Value (Title of Class of Securities) 125141101 (CUSIP Number) February 5, 2002 Date of Event Which Requires Filing of this Statement Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). CUSIP No. 125141101 13G - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Harvey Sandler - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 511,400 shares 5.3% Number of ----------------------------------------------------- Shares 6 SHARED VOTING POWER Beneficially Owned By 20,000 shares 0.2% Each ----------------------------------------------------- Reporting 7 SOLE DISPOSITIVE POWER Person With 511,400 shares 5.3% ----------------------------------------------------- 8 SHARED DISPOSITIVE POWER 20,000 shares 0.2% - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 531,400 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- 2 CUSIP No. 125141101 13G - -------------------------------------------------------------------------------- 1 NAMES OF REPORTING PERSONS I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Phyllis Sandler - -------------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) (a) [_] (b) [_] - -------------------------------------------------------------------------------- 3 SEC USE ONLY - -------------------------------------------------------------------------------- 4 CITIZENSHIP OR PLACE OF ORGANIZATION United States - -------------------------------------------------------------------------------- 5 SOLE VOTING POWER 20,000 shares 0.2% Number of ---------------------------------------------------- Shares 6 SHARED VOTING POWER Beneficially Owned By 511,400 shares 5.3% Each ---------------------------------------------------- Reporting 7 SOLE DISPOSITIVE POWER Person With 20,000 shares 0.2% ---------------------------------------------------- 8 SHARED DISPOSITIVE POWER 511,400 shares 5.3% - -------------------------------------------------------------------------------- 9 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 531,400 shares - -------------------------------------------------------------------------------- 10 CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) [_] - -------------------------------------------------------------------------------- 11 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 5.5% - -------------------------------------------------------------------------------- 12 TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) IN - -------------------------------------------------------------------------------- 3 This Schedule 13G, includes the reporting persons ownership of the shares of Common Stock as of March 5, 2002. Item 1. (a) Name of Issuer: CECO Environmental Corp. (b) Address of Issuer's Principal Executive Offices: 505 University Avenue Suite 1400 Toronto, Ontario, Canada M5G 1X3 Common Stock, $0.01 par value per share (CUSIP No. 125141101) Item 2. 1. (a) Name of Person Filing: Harvey Sandler (b) Address of Principal Business Office, or, if none, Residence: 1555 North Park Drive Suite 101 Weston, Florida 33329 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock, $0.01 par value per share. (e) CUSIP Number: 125141101 Harvey Sandler is the husband of Phyllis Sandler. 2. (a) Name of Person Filing: Phyllis Sandler (b) Address of Principal Business Office, or, if none, Residence: 1555 North Park Drive Suite 101 Weston, Florida 33329 (c) Citizenship: United States (d) Title of Class of Securities: Common Stock, $0.01 par value per share. (e) CUSIP Number: 125141101 Phyllis Sandler is the wife of Harvey Sandler. 4 Item 3. If this statement is filed pursuant to ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: (a) [_] Broker or dealer registered under section 15 of the Act (15 U.S.C.78o). (b) [_] Bank as defined in section 3(a)(6) of the Act (15 U.S.C. 78c). (c) [_] Insurance company as defined in section 3(a)(19) of the Act (15 U.S.C. 78c). (d) [_] Investment company registered under section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8). (e) [_] An investment adviser in accordance with ss.240.13d-1(b)(1)(ii)(E); (f) [_] An employee benefit plan or endowment fund in accordance with ss.240.13d-1(b)(1)(ii)(F); (g) [_] A parent holding company or control person in accordance with ss.240.13d-1(b)(1)(ii)(G); (h) [_] A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813); (i) [_] A church plan that is excluded from the definition of an investment company under section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3); (j) [_] Group, in accordance with ss.240.13d-1(b)(1)(ii)(J). Item 4. Ownership. 1. Harvey Sandler: (a) Amount Beneficially Owned: 531,400(1),(2),(3) shares. (b) Percent of Class: 5.5% (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: 511,400(2) shares. (ii) shared power to vote or direct the vote: 20,000(1),(3) shares. (iii) sole power to dispose or direct the disposition of: 511,400(2) shares. (iv) shared power to dispose or direct the disposition of: 20,000(1),(3) shares. - ---------- (1) The reporting person disclaims beneficial ownership of these securities except to the extent of his/her equity interest therein. (2) Includes 511,400 shares of Common Stock owned by Harvey Sandler. (3) Includes 20,000 shares of Common Stock owned by Phyllis Sandler. 5 2. Phyllis Sandler: (a) Amount Beneficially Owned: 531,400(1),(2),(3) shares. (b) Percent of Class: 5.5% (c) Number of shares as to which such person has: (i) sole power to vote or direct the vote: 20,000(3) shares. (ii) shared power to vote or direct the vote: 511,400(1),(2) shares. (iii) sole power to dispose or direct the disposition of: 20,000(3) shares. (iv) shared power to dispose or direct the disposition of: 511,400(1),(2) shares. Item 5. Ownership of Five Percent or Less of a Class. If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following. [_] Instruction: Dissolution of a group requires a response to this item. Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not Applicable. Item 7 Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company or Control Person. Not Applicable. Item 8. Identification and Classification of Members of the Group. Exhibit A - Joint Filing Agreement filed with this Schedule 13G, dated as of February 5, 2002. Item 9. Notice of Dissolution of Group. Not Applicable. Item 10. Certification. (b) The following certification shall be included if the statement is filed pursuant to ss.240.13d-1(c): By signing below each party certifies that, to the best of his/her knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. 6 SIGNATURE After reasonable inquiry and to the best of their knowledge and belief, each of the undersigned hereby certifies that the information set forth in this statement is true, complete and correct. Date: March 12, 2002 /s/ Harvey Sandler --------------------------------- Harvey Sandler /s/ Phyllis Sandler --------------------------------- Phyllis Sandler Attention: Intentional misstatements or omissions of fact constitute Federal criminal violations (See 18 U.S.C. 1001) 7 JOINT FILING AGREEMENT In accordance with Rule 13d-1 under the Securities Exchange Act of 1934, as amended, the undersigned hereby agree to the joint filing on behalf of each of them of a statement on Schedule 13G (including amendments thereto) with respect to the Common Stock, $0.01 par value per share, of CECO Environmental Corp. and that this Agreement be included as an Exhibit to such joint filing. IN WITNESS WHEREOF, the undersigned hereby execute this Agreement effective as of the 5th day of February, 2002. /s/ Harvey Sandler --------------------------------- Harvey Sandler /s/ Phyllis Sandler --------------------------------- Phyllis Sandler 8 -----END PRIVACY-ENHANCED MESSAGE-----